BGC Partners, Inc. vs Tradeweb Markets Inc., risk disclosures compared

5topics both disclose

5only BGC Partners, Inc.

6only Tradeweb Markets Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	BGC Partners, Inc.	Tradeweb Markets Inc.
Business Continuity	10	9
Restatement	5	12
Operational Resilience	5	3
Regulatory Investigation	5	1
Internal Control	1	1

Only BGC Partners, Inc.

Topic	Filings
Regulatory Reporting	6
Consent Order	4
Internal Control Over Financial Reporting Material Weakness	2
Material Weakness	1
Third Party Risk	1

Only Tradeweb Markets Inc.

Topic	Filings
Ransomware	9
SOC 2	3
Third Party Risk Management	3
Climate Related Disclosure	2
Cross Border Data Transfer	1
Enforcement Action	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

BGC Partners, Inc. · Tradeweb Markets Inc. · All companies