Securities and investment · BGC

BGC Partners, Inc.

12 filings mentioning 10 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

12filings we hold
10topics disclosed
Securities and investmentindustry
NYbased in

Across 12 filings we hold, BGC Partners, Inc. has written down 10 of the topics we track. That places it 8 of 11 companies we hold in securities and investment, by how much we have collected.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

TopicFilingsMost recent
Business Continuity102026-04-28
Regulatory Reporting62025-03-03
Regulatory Investigation52025-04-02
Operational Resilience52026-03-02
Restatement52026-05-15
Consent Order42025-04-02
Internal Control Over Financial Reporting Material Weakness22021-08-06
Third Party Risk12022-06-07
Internal Control12022-08-12
Material Weakness12022-08-12

When it filed

Filings we hold, by year. Hover a bar for the count.

19
20
21
22
23
24
25
26

Recent filings

FiledFormItem
2026-05-158-KEntry into a material agreement, Item 2.03, Other material eventfiling
2026-04-2810-K/Afiling
2026-03-0210-Kfiling
2025-04-3010-K/Afiling
2025-04-028-KEntry into a material agreement, Item 2.03, Other material eventfiling
2025-03-0310-Kfiling
2024-06-108-KEntry into a material agreement, Item 2.03, Other material eventfiling
2024-04-308-KEntry into a material agreement, Item 2.03, Other material eventfiling
2024-04-2610-K/Afiling
2024-02-2910-Kfiling
2023-10-068-KEntry into a material agreement, Item 1.02, Item 2.03filing
2023-05-258-KEntry into a material agreement, Item 2.03, Other material eventfiling

Others in securities and investment

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New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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