WINTRUST FINANCIAL CORP vs STATE STREET CORP, risk disclosures compared

7topics both disclose

1only WINTRUST FINANCIAL CORP

6only STATE STREET CORP

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	WINTRUST FINANCIAL CORP	STATE STREET CORP
Ransomware	25	3
Material Weakness	5	22
Regulatory Reporting	5	15
Internal Control	3	14
Third Party Risk Management	5	6
Enforcement Action	3	1
Restatement	2	1

Only WINTRUST FINANCIAL CORP

Topic	Filings
Data Governance	1

Only STATE STREET CORP

Topic	Filings
Model Validation	30
Business Continuity	17
Artificial Intelligence	16
Operational Resilience	4
Model Risk	2
Regulatory Investigation	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

WINTRUST FINANCIAL CORP · STATE STREET CORP · All companies