QUAINT OAK BANCORP, INC. vs HERITAGE FINANCIAL CORP /WA/, risk disclosures compared

4topics both disclose

6only QUAINT OAK BANCORP, INC.

4only HERITAGE FINANCIAL CORP /WA/

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	QUAINT OAK BANCORP, INC.	HERITAGE FINANCIAL CORP /WA/
Regulatory Reporting	5	30
Enforcement Action	2	13
Internal Control	6	2
Business Continuity	6	1

Only QUAINT OAK BANCORP, INC.

Topic	Filings
Consent Order	3
Material Weakness	3
Third Party Risk	3
Operational Resilience	2
Third Party Risk Management	2
Restatement	1

Only HERITAGE FINANCIAL CORP /WA/

Topic	Filings
Artificial Intelligence	9
Data Governance	3
Cybersecurity Incident	1
Model Validation	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

QUAINT OAK BANCORP, INC. · HERITAGE FINANCIAL CORP /WA/ · All companies