KEYCORP /NEW/ vs CAPITAL ONE FINANCIAL CORP, risk disclosures compared

5topics both disclose

6only KEYCORP /NEW/

6only CAPITAL ONE FINANCIAL CORP

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	KEYCORP /NEW/	CAPITAL ONE FINANCIAL CORP
Regulatory Reporting	10	30
Material Weakness	5	26
Internal Control	2	27
Restatement	3	6
Enforcement Action	1	1

Only KEYCORP /NEW/

Topic	Filings
Model Validation	8
Privacy Compliance	3
Algorithmic Bias	2
Third Party Risk Management	2
Data Breach	1
Model Risk	1

Only CAPITAL ONE FINANCIAL CORP

Topic	Filings
Cybersecurity Incident	11
Business Continuity	5
Ransomware	4
Consent Order	3
Artificial Intelligence	2
Operational Resilience	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

KEYCORP /NEW/ · CAPITAL ONE FINANCIAL CORP · All companies