Banking · HTLF

HEARTLAND FINANCIAL USA INC

12 filings mentioning 9 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

12filings we hold
9topics disclosed
Bankingindustry
IAbased in

Across 12 filings we hold, HEARTLAND FINANCIAL USA INC has written down 9 of the topics we track. That places it 9 of 261 companies we hold in banking, by how much we have collected.

HTLF Banking

What this obligates

Every instrument in our corpus that governs something HEARTLAND FINANCIAL USA INC has written into a filing. Not what they said. What applies once they have said it.

ISO/IEC 42001:202361
ISO 27001:202242
NIST AI Risk Management Framework (AI RMF 1.0)41
ISO 37001:201639
ISO 22301:201938
ISO 3700126
DORA19
Colorado Artificial Intelligence Act (proposed SB 24-205)16
NIST SP 800-16115
EU AI Act15

10 frameworks, 312 controls between them, deduplicated across topics.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

Model Validation6
Business Continuity3
Third Party Risk Management3
Enforcement Action3
Internal Control3
Material Weakness3
Restatement3
Climate Related Disclosure1
Artificial Intelligence1

Bars are scaled against this company's most frequent topic, not against the market. The table below has the exact counts.

TopicFilingsMost recent
Model Validation62021-02-25
Business Continuity32024-02-23
Third Party Risk Management32024-02-23
Enforcement Action32024-04-29
Internal Control32024-04-29
Material Weakness32024-04-29
Restatement32024-12-30
Climate Related Disclosure12024-02-23
Artificial Intelligence12024-02-27

When it filed

Filings we hold, by year. Hover a bar for the count.

19
20
21
22
23
24

Recent filings

FiledFormItem
2024-12-308-KDirector or officer departure, Financial statements and exhibitsfiling
2024-04-298-KEntry into a material agreement, Regulation FD disclosure, Financial statements and exhibitsfiling
2024-02-278-KRegulation FD disclosure, Financial statements and exhibitsfiling
2024-02-2310-Kfiling
2023-06-208-KEntry into a material agreement, Item 5.03, Shareholder votefiling
2023-02-2310-Kfiling
2022-02-2410-Kfiling
2021-09-028-KEntry into a material agreement, Financial statements and exhibitsfiling
2021-08-0510-Qfiling
2021-02-2510-Kfiling
2020-06-228-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2020-05-0810-Qfiling

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New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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