PennyMac Financial Services, Inc. vs UWM Holdings Corp, risk disclosures compared

6topics both disclose

3only PennyMac Financial Services, Inc.

3only UWM Holdings Corp

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	PennyMac Financial Services, Inc.	UWM Holdings Corp
Restatement	18	12
Consent Order	14	5
Artificial Intelligence	15	3
Internal Control	2	7
Material Weakness	1	5
Business Continuity	3	1

Only PennyMac Financial Services, Inc.

Topic	Filings
Enforcement Action	3
Regulatory Reporting	2
Vendor Risk Management	1

Only UWM Holdings Corp

Topic	Filings
Data Breach	23
Identity And Access Management	3
Third Party Risk Management	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

PennyMac Financial Services, Inc. · UWM Holdings Corp · All companies