PennyMac Financial Services, Inc. vs Korth Direct Mortgage Inc., risk disclosures compared

3topics both disclose

6only PennyMac Financial Services, Inc.

2only Korth Direct Mortgage Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	PennyMac Financial Services, Inc.	Korth Direct Mortgage Inc.
Restatement	18	2
Consent Order	14	2
Business Continuity	3	2

Only PennyMac Financial Services, Inc.

Topic	Filings
Artificial Intelligence	15
Enforcement Action	3
Internal Control	2
Regulatory Reporting	2
Material Weakness	1
Vendor Risk Management	1

Only Korth Direct Mortgage Inc.

Topic	Filings
Ransomware	2
SOC 2	2

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

PennyMac Financial Services, Inc. · Korth Direct Mortgage Inc. · All companies