OCWEN FINANCIAL CORP vs PennyMac Financial Services, Inc., risk disclosures compared

4topics both disclose

3only OCWEN FINANCIAL CORP

5only PennyMac Financial Services, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	OCWEN FINANCIAL CORP	PennyMac Financial Services, Inc.
Restatement	3	18
Consent Order	2	14
Business Continuity	5	3
Enforcement Action	1	3

Only OCWEN FINANCIAL CORP

Topic	Filings
Model Validation	10
Third Party Risk Management	6
Ransomware	3

Only PennyMac Financial Services, Inc.

Topic	Filings
Artificial Intelligence	15
Internal Control	2
Regulatory Reporting	2
Material Weakness	1
Vendor Risk Management	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

OCWEN FINANCIAL CORP · PennyMac Financial Services, Inc. · All companies