Korth Direct Mortgage Inc. vs PennyMac Financial Services, Inc., risk disclosures compared

3topics both disclose

2only Korth Direct Mortgage Inc.

6only PennyMac Financial Services, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Korth Direct Mortgage Inc.	PennyMac Financial Services, Inc.
Restatement	2	18
Consent Order	2	14
Business Continuity	2	3

Only Korth Direct Mortgage Inc.

Topic	Filings
Ransomware	2
SOC 2	2

Only PennyMac Financial Services, Inc.

Topic	Filings
Artificial Intelligence	15
Enforcement Action	3
Internal Control	2
Regulatory Reporting	2
Material Weakness	1
Vendor Risk Management	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Korth Direct Mortgage Inc. · PennyMac Financial Services, Inc. · All companies