Great Elm Group, Inc. vs SMITH MICRO SOFTWARE, INC., risk disclosures compared

4topics both disclose

3only Great Elm Group, Inc.

1only SMITH MICRO SOFTWARE, INC.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Great Elm Group, Inc.	SMITH MICRO SOFTWARE, INC.
Internal Control	3	11
Ransomware	5	1
Restatement	4	1
Material Weakness	1	2

Only Great Elm Group, Inc.

Topic	Filings
Consent Order	1
Enforcement Action	1
Regulatory Investigation	1

Only SMITH MICRO SOFTWARE, INC.

Topic	Filings
Artificial Intelligence	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Great Elm Group, Inc. · SMITH MICRO SOFTWARE, INC. · All companies