Ellington Financial Inc. vs Rafael Holdings, Inc., risk disclosures compared

5topics both disclose

3only Ellington Financial Inc.

2only Rafael Holdings, Inc.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Ellington Financial Inc.	Rafael Holdings, Inc.
Material Weakness	15	1
Business Continuity	1	7
Internal Control	1	6
Ransomware	2	3
Restatement	1	2

Only Ellington Financial Inc.

Topic	Filings
Consent Order	4
SOC 2	3
Enforcement Action	1

Only Rafael Holdings, Inc.

Topic	Filings
Data Breach	2
Internal Control Over Financial Reporting Material Weakness	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Ellington Financial Inc. · Rafael Holdings, Inc. · All companies