Axsome Therapeutics, Inc. vs OPKO HEALTH, INC., risk disclosures compared

4topics both disclose

1only Axsome Therapeutics, Inc.

5only OPKO HEALTH, INC.

What both disclose

Topics appearing in filings from both companies, and how many filings each.

Topic	Axsome Therapeutics, Inc.	OPKO HEALTH, INC.
Internal Control	6	4
Consent Order	1	5
Material Weakness	5	1
Restatement	3	1

Only Axsome Therapeutics, Inc.

Topic	Filings
Third Party Risk Management	1

Only OPKO HEALTH, INC.

Topic	Filings
Business Continuity	8
SOC 2	3
Data Breach	2
Enforcement Action	2
Regulatory Investigation	1

What this compares

Which of the topics we track appear in each company's SEC filings, and how often. A topic appearing for one company and not the other means one wrote the phrase down and the other did not, in the filings we hold. It does not mean one faces a risk the other does not, and it is not a comparison of how well either manages anything.

Counts reflect the filings we have collected, which is a growing subset rather than a company's complete history.

Axsome Therapeutics, Inc. · OPKO HEALTH, INC. · All companies