Banking · TMP

TOMPKINS FINANCIAL CORP

11 filings mentioning 4 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

11filings we hold
4topics disclosed
Bankingindustry
NYbased in

Across 11 filings we hold, TOMPKINS FINANCIAL CORP has written down 4 of the topics we track. That places it 156 of 261 companies we hold in banking, by how much we have collected.

TMP Banking

What this obligates

Every instrument in our corpus that governs something TOMPKINS FINANCIAL CORP has written into a filing. Not what they said. What applies once they have said it.

ISO/IEC 42001:202361
ISO 27001:202242
NIST AI Risk Management Framework (AI RMF 1.0)41
ISO 22301:201938
GDPR26
ISO/IEC 27701:201921
Code of Conduct on Data Protection for Research (GDPR Article 40)12
HIPAA Security Rule10
Basel III International Banking Framework6
NIST SP 800-615

10 frameworks, 262 controls between them, deduplicated across topics.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

Regulatory Reporting9
Business Continuity2
Model Validation1
Data Breach1

Bars are scaled against this company's most frequent topic, not against the market. The table below has the exact counts.

TopicFilingsMost recent
Regulatory Reporting92026-02-26
Business Continuity22022-03-01
Model Validation12020-03-02
Data Breach12025-11-03

When it filed

Filings we hold, by year. Hover a bar for the count.

20
21
22
23
24
25
26

Recent filings

FiledFormItem
2026-02-2610-Kfiling
2025-11-038-KEntry into a material agreement, Completion of an acquisition, Director or officer departurefiling
2025-02-2810-Kfiling
2024-02-2910-Kfiling
2023-03-0110-Kfiling
2022-03-0110-Kfiling
2021-03-0110-Kfiling
2020-11-0910-Qfiling
2020-08-1010-Qfiling
2020-05-1110-Qfiling
2020-03-0210-Kfiling

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New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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