Not classified · SAJ

SARATOGA INVESTMENT CORP.

12 filings mentioning 6 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

12filings we hold
6topics disclosed
Not classifiedindustry
NYbased in

Across 12 filings we hold, SARATOGA INVESTMENT CORP. has written down 6 of the topics we track.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

TopicFilingsMost recent
Internal Control102026-01-30
Material Weakness102026-01-30
Consent Order92025-11-07
Restatement82025-11-07
Regulatory Investigation12026-01-27
Ransomware12026-05-05

When it filed

Filings we hold, by year. Hover a bar for the count.

20
21
22
23
24
25
26

Recent filings

FiledFormItem
2026-05-0510-Kfiling
2026-01-308-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2026-01-278-KEntry into a material agreement, Item 2.03, Other material eventfiling
2025-11-078-KEntry into a material agreement, Item 1.02, Item 2.03filing
2024-06-178-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2024-03-288-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2023-04-148-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2023-02-028-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2022-12-068-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2022-10-208-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2022-04-208-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
2022-01-198-KEntry into a material agreement, Item 2.03, Financial statements and exhibitsfiling
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

All of not classified · All companies · Today's edition