Banking · ESQ

Esquire Financial Holdings, Inc.

12 filings mentioning 7 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

12filings we hold
7topics disclosed
Bankingindustry
NYbased in

Across 12 filings we hold, Esquire Financial Holdings, Inc. has written down 7 of the topics we track.

ESQ Banking

What this obligates

Every instrument in our corpus that governs something Esquire Financial Holdings, Inc. has written into a filing. Not what they said. What applies once they have said it.

ISO/IEC 42001:202361
ISO 27001:202242
NIST AI Risk Management Framework (AI RMF 1.0)41
ISO 37001:201639
ISO 22301:201938
ISO 3700126
DORA19
Colorado Artificial Intelligence Act (proposed SB 24-205)16
EU AI Act15
NIST SP 800-16115

10 frameworks, 312 controls between them, deduplicated across topics.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

Artificial Intelligence22
Business Continuity4
Data Governance3
Third Party Risk Management3
Restatement1
Enforcement Action1
Internal Control1

Bars are scaled against this company's most frequent topic, not against the market. The table below has the exact counts.

TopicFilingsMost recent
Artificial Intelligence222026-07-23
Business Continuity42026-03-13
Data Governance32026-03-13
Third Party Risk Management32026-03-13
Restatement12024-11-05
Enforcement Action12026-03-12
Internal Control12026-03-12

When it filed

Filings we hold, by year. Hover a bar for the count.

21
22
23
24
25
26

Recent filings

FiledFormItem
2026-07-238-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2026-04-238-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2026-03-1310-Kfiling
2026-03-128-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2026-01-228-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2025-10-238-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2025-07-248-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2025-04-248-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2025-03-1710-Kfiling
2025-01-238-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling
2024-11-058-KDirector or officer departure, Financial statements and exhibitsfiling
2024-10-248-KResults of operations, the earnings release, Regulation FD disclosure, Financial statements and exhibitsfiling

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New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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