Not classified · BANX

ArrowMark Financial Corp.

5 filings mentioning 4 of the compliance and risk topics we track. Every row links to the filing on EDGAR.

5filings we hold
4topics disclosed
Not classifiedindustry
CObased in

Across 5 filings we hold, ArrowMark Financial Corp. has written down 4 of the topics we track.

What it discloses

Tracked topics appearing in this company's filings, most frequent first.

TopicFilingsMost recent
Internal Control32025-12-19
Enforcement Action12025-12-16
Regulatory Investigation12025-12-16
Material Weakness12026-01-28

When it filed

Filings we hold, by year. Hover a bar for the count.

21
22
23
24
25
26

Recent filings

FiledFormItem
2026-01-288-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2025-12-198-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2025-12-168-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2021-10-218-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
2021-07-148-KEntry into a material agreement, Other material event, Financial statements and exhibitsfiling
New here? Signals tracks the compliance and risk language public companies put into their SEC filings, and cross-references it against 723 frameworks and 20,473 controls. See what moved today or check how much of a framework you already cover.

What this page is

Every row comes from SEC full-text search over this company's filings, matched against the compliance and risk phrases we track. It is a record of what the company itself wrote down in documents it is legally accountable for. It is not an assessment of the company, a rating, or a claim about how well it manages anything.

A phrase appearing in a filing frequently means the risk section mentions it, not that an event occurred. Where an item number indicates an actual event, the Item column says so.

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